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Financial Services and Markets Authority
Results: 490

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71	Financial Services Compensation Scheme (Management Expenses Levy LimitFCA) Instrument 2015 Add to Reading List Source URL: media.fshandbook.info Language: English - Date: 2015-03-31 05:17:58 Financial Services Compensation Scheme Financial Services and Markets Act United Kingdom Economy of the United Kingdom Financial Conduct Authority
72	IMMEDIATE: MEDIA INFORMATION FSCS appoints Kate Bartlett as new Director of Operations Kate Bartlett is joining the Financial Services Compensation Scheme (FSCS) as its Add to Reading List Source URL: www.fscs.org.uk Language: English - Date: 2015-02-04 10:17:56 Financial Services and Markets Act United Kingdom Financial Services Compensation Scheme Financial Services Authority
73	Fédération Européenne des Conseils et Intermédiaires Financiers 1 Add to Reading List Source URL: www.cifango.org Language: English - Date: 2014-09-24 03:09:07 Finance Business Financial regulation European Union Markets in Financial Instruments Directive European Insurance and Occupational Pensions Authority Financial Services Action Plan Undertakings for Collective Investment in Transferable Securities Directives Financial institution European Union directives Financial economics Investment
74	January 6, 2015 Introduction This year marks the tenth edition of the Regulatory and Examinations Priorities Letter. Over the past decade, we have witnessed tremendous change to firms, markets and regulation. Many chang Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-02-26 14:55:08 Finance Business Financial Industry Regulatory Authority Investment Financial services Registered representative Municipal Securities Rulemaking Board Investment banking U.S. Securities and Exchange Commission United States securities law Financial economics Self-regulatory organizations
75	Settlement & Treasury ASL’s Settlement & Treasury Solution ASL provides our members settlement services in all APCA clearing streams as well as eftpos, VISA, BPAY and Austraclear. This allows our member institutions to Add to Reading List Source URL: www.asl.com.au Language: English - Date: 2014-02-04 23:41:35 BPAY Australian Prudential Regulation Authority Clearing Financial system Bank Finance Payment systems Financial markets Financial economics
76	January 2013 The Model Code The Model Code is designed to have global application to over-the-counter (OTC) professional financial product markets. The scope is wide-ranging, and the diversity of markets and products n Add to Reading List Source URL: www.eurobase.com Language: English - Date: 2013-07-17 08:32:43 Business Foreign exchange market Electronic trading Mark-to-market accounting Financial Services Authority STAMP ACI the Financial Markets Association Financial markets Finance Financial economics
77	EU Commission Conference on the Market Abuse Directive (MAD) Brussels, 12 November 2008 Summary of discussion This is an informal summary and does not represent the views of the European Commission. Not all comments/ques Add to Reading List Source URL: ec.europa.eu Language: English - Date: 2014-11-12 10:55:44 Economics Finance European Union Financial regulation Markets in Financial Instruments Directive Insider trading Financial Services Authority Financial Services Action Plan Financial system Financial markets European Union directives
78	Wednesday, 29th August, 2012 The Official Gazette Published by Authority Vol. XLVI Add to Reading List Source URL: www.gov.ms Language: English - Date: 2012-09-14 16:24:50 Law Penal Code Customs officer Financial Services and Markets Act Criminal law of Singapore
79	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2014-10-02 17:29:29 International Organization of Securities Commissions Securities Commission Comisión Nacional del Mercado de Valores Netherlands Authority for the Financial Markets Capital market Financial Supervisory Authority Financial Services Board U.S. Securities and Exchange Commission Capital Market Authority Government Financial regulation Politics
80	Singapore Journal of International Comparative Law Singapore&Journal of International & Comparative Law Add to Reading List Source URL: law.nus.edu.sg Language: English - Date: 2010-01-13 02:03:02 Financial markets Economy of Singapore Financial services Hedge fund Hong Kong Monetary Authority Foreign exchange market Futures contract Securities and Futures Commission Futures exchange Financial economics Finance Investment

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